NISM Merchant Banking Free Mock Test

Prepare for Success with NISM Merchant Banking Free Mock Test. Elevate your expertise and expand your understanding in the field of merchant banking by engaging in our comprehensive mock test. Enhance your grasp of the fundamental concepts and principles of merchant banking, thereby increasing your likelihood of achievement.  Seize this invaluable opportunity to excel in NISM Merchant Banking by enrolling in our complimentary mock test today!

NISM Merchant Banking Certification Exam

In order to create a common minimum knowledge benchmark for employees working with SEBI registered Merchant Bankers and performing various SEBI regulated functions such as those relating to IPO, FPO, Open offer, Buy-back, Delisting etc., and are involved in, or deal with any of the following:

• The investors, issuers or clients of intermediaries
• Assets or funds of investors or clients
• Redressal of investor grievances
• Internal control or risk management
• Activities having a bearing on operational risk
• Maintain books and records pertaining to above activities.

The exam will further seek to ensure basic understanding of various aspects of capital market functions, the processes involved in various functions of registered Merchant Bankers and the regulatory environment in which it operates.

NISM Merchant Banking Certification Exam Objectives

The examination aims to enable a better understanding of various regulations in the Merchant Banking Domain. The examination also covers knowledge competencies related to the understanding of the financial structure in India and the importance of the different rules and regulations governing the Indian securities market.
On successful completion of the examination, the candidate should:

• Know the basics of the Merchant Banking in India.
• Understand the functioning of Merchant Bankers related to Issue Management Process, Substantial Acquisition of Equity Shares, Buyback of Equity Shares and Delisting of Shares.
• Know the regulatory environment in which the Merchant Bankers operates in India.